Manager, Compliance & AML

Description:

CTBC Bank Corp. (Canada) is a subsidiary of CTBC Holding Company Ltd. and is the largest publicly-listed bank headquartered in Taiwan. As part of a global banking network with industry leading reputation in the Asia Pacific, we continue to place our clients in the forefront of our services. We are all about our clients, our business, and our people.

The Manager, Compliance & AML will provide significant contribution in conducting objective, independent risk assessment to the bank’s compliance with AML and ATF requirements. This involves strong leadership and AML audit test applies to ensure alignment with legislation, jurisdictional regulatory requirement, and internal policies and standards.

Key Responsibilities:

• Assessing and analyzing the regulatory and legislative environment to identify emerging issues and upcoming changes.
• Coordinating the establishment, review and implementation of policies and procedures resulting from new laws and regulations.
• Applying and interpreting Compliance & AML related audit and requirements for various departments.
• Managing ongoing Compliance & AML self-assessment and monitoring programs.
• Leading the team in reviewing and assessing potential fraud activity by using the assigned business platform.
• Coordinating the preparation and ongoing review of policies, procedures, training materials and other communication tools to ensure the Bank’s operations meet compliance requirements.
• Working closely with Chief Compliance Officer & CAMLO to recommend improvements to the Bank’s policies and procedures, thereby strengthening operations and controls.
• Coordinating regulatory exams and internal audits.
• Accurate and timely submission of regulatory reports and other internal periodic reports.
• Engaging in communication with auditors on matters related to audits of the Bank’s internal controls.
• Coordinating rollout and training of new or updated policies and directives when required.

Qualification:

• University degree with 3+ years of regulatory compliance management and/or AML/ATF experiences.
• 2 years of banking experience preferred.
• Mandarin as second language an asset.
• Ability to identify problems and recommend solutions to complex control, financial, or technical issues.
• Strong English written and verbal communication skills to deliver high quality, actionable feedback on a variety of complex issues.
• Strong strategic thinking and decision making skills with the ability to prioritizing objectives.
• Ability to self-motivate and proactively enforce regulatory compliance standards across the organization.

We are an equal opportunity employer. We value diversity in the workplace and support open, accessible, and inclusive work environment. Only those being considered for the position will be contacted. We thank all the candidates that have applied and showed interest in working with us.

Job Type: Full-time

Salary: $55,000.00-$75,000.00 per year

Benefits:

• Automobile allowance
• Extended health care
• Paid time off
• RRSP match

Schedule:

• Monday to Friday

Supplemental pay types:

• Bonus pay

Experience:

• banking: 2 years (preferred)
• AML: 3 years (preferred)

Work Location: In person